Measures for the Administration of Corporate Bond Issuance and Transactions

Measures for the Administration of Corporate Bond Issuance and TransactionsIt is formulated to regulate the issuance, trading or transfer of corporate bonds. The Measures for the Administration of Corporate Bond Issuance and Transactions are to protect the legitimate rights and interests of investors and social and public interests. The free version of the Corporate Bond Issuance and Transaction Management Measures is provided by Huajun Software Park for free download. The source file is in docx format, which is convenient for users to edit by themselves.

Contents of the Measures for the Administration of Corporate Bond Issuance and Transactions

The public issuance of corporate bonds must meet the following conditions:

(1) Have a sound and well-functioning organizational structure

(2) The average distributable profits in the past three years are sufficient to pay one year’s interest on corporate bonds

(3) Have a reasonable asset-liability structure and normal cash flow

(4) Other conditions stipulated by the State Council

The public issuance of corporate bonds shall be accepted and reviewed by the stock exchange and reported to the China Securities Regulatory Commission for registration.

If one of the following circumstances exists, corporate bonds shall not be publicly issued again

(1) The fact that the company has defaulted on publicly issued corporate bonds or other debts or delayed the payment of principal and interest is still ongoing

(2) Violating the provisions of the Securities Law and changing the use of funds raised from the public issuance of corporate bonds

Notes on the Measures for the Administration of Corporate Bond Issuance and Transactions

(1) The issuer is investigated by administrative agencies or judicial agencies for suspected violations of laws and regulations, and the case has not yet been concluded, which has a significant impact on its administrative license for the public issuance of corporate bonds.

(2) The issuer’s lead underwriter, as well as law firms and accounting firms Securities service institutions such as law firms and credit rating agencies have been investigated by the China Securities Regulatory Commission and its dispatched agencies, or have been investigated by judicial authorities for suspected violations of laws and regulations in corporate bond issuance business, or other suspected violations of laws and regulations that have a significant impact on the market. The case has not yet been concluded.

(3) The issuer’s lead underwriter, as well as law firms and accounting firms Signatories of securities service agencies such as law firms and credit rating agencies are investigated by the China Securities Regulatory Commission and its dispatched agencies, or are investigated by judicial authorities for suspected violations of laws and regulations in the issuance of corporate bonds, or for other businesses suspected of violations of laws and regulations that have a significant impact on the market. , the case has not been closed yet

(4) Issuers, lead underwriters, and securities service institutions such as law firms, accounting firms, and credit rating agencies are subject to regulatory measures such as restricting business activities, ordering suspension of business for rectification, and designating other institutions for custody and takeover by the China Securities Regulatory Commission in accordance with the law. Or the stock exchange imposes a disciplinary sanction of not accepting its application for public issuance of corporate bonds or issuing relevant documents within a certain period of time, and has not yet been lifted.

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