Account opening guide
A-share account opening
1. Open a new account
Individual: My valid ID card and copy; if you entrust someone else to handle the application, you must also provide the agent's ID card, copy and "Letter of Authorization" notarized by a notary office.
Organization: Hold business license (and copy), legal person's power of attorney, legal representative certificate and handler's ID card.
1. Open a shareholder account and apply for Shenzhen and Shanghai shareholder code cards:
The account holder must bring his or her ID card and bank card/account with the same name to the nearest Dongguan Securities outlet during the opening hours of the exchange;
Fill out the "Natural Person Securities Account Registration Application Form" to open Shanghai A and Shenzhen A shareholder account cards;
If you already have a shareholder card, please bring the originals and copies of both cards.
2. Open a capital account
The account holder fills out the "Dongguan Securities Brokerage Business Agreement"
Open a capital account and reserve a 6-digit transaction password and capital password
The sales department handles third-party depository for customers and pre-designates the third-party depository bank.
The account holder must go to the corresponding bank outlet with his or her ID card, capital card, shareholder card, bank card/passbook to complete the third-party depository bank confirmation procedures;
3. Account opening successful
Investors can conduct transactions through the Dongguan Securities Sales Department counter entrustment system, on-site hot self-service, 961130 telephone entrustment, online trading, mobile stock trading, etc.
Note: Each person can only open one shareholder account in the corresponding market. The account opening fee for Shenzhen A is RMB 50, and the Shenzhen A institution is 500 yuan/each account. The Shanghai A account opening fee is RMB 40, and the Shanghai institution is 400 yuan/each account. (The above are the standards published by the Shenzhen and Shanghai Stock Exchanges).
B-share account opening
1. Open a B-share account in Shenzhen Stock Exchange
(1) Domestic individual investors need to provide domestic resident ID cards and their copies.
(2) Overseas individual investors need to submit: Overseas resident ID card or passport, other valid identity documents and their copies.
(3) Foreign institutional investors opening B-share securities accounts must provide: business registration certificate, power of attorney, director’s identity certificate and its copy, and the handler’s identity certificate and its copy.
Account opening fee: HK$120 per account for individuals; HK$580 per account for institutional investors (the above is the standard announced by the Shenzhen Stock Exchange).
2. Open a B-share account in Shanghai Stock Exchange
My valid identity document, "Shanghai B-share Domestic Resident Individual Account Opening Registration Application Form" and other materials deemed necessary by the Shanghai Stock Exchange and the registration company.
Account opening fee: Domestic resident individuals who open B-share stock accounts must pay handling fees as required. The handling fee is charged at the standard of US$19 per household (the above is the standard published by the Shanghai Stock Exchange).
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